SAWAD RUNG REUNG FINANCE (CAMBODIA) OLC

Compliance Officer

LegalPosted 3 w ago

Location

Phnom Penh

Job Type

FULLTIME

Work Mode

On-site

Industry

Banking / Financial Service

Languages

Khmer, English

About the role

The Compliance Officer prepares regulatory correspondence and compliance records, collects supporting information from internal departments, and coordinates assigned submissions and follow-up with the National Bank of Cambodia (NBC).
The relevant departments will provide source information and supporting documents, while the company will provide guidance and templates.
Prepare and maintain compliance records, regulatory letters, reports, and supporting documents.
Collect and organize information and evidence provided by the responsible departments.
Coordinate assigned regulatory submissions and follow-up with NBC under management’s direction.
Track requests, submission deadlines, responses, and outstanding actions; update management on progress.
Check documents for completeness and accuracy before submitting them for review and approval.
Maintain confidential and orderly files of regulatory correspondence and submission history.

Requirements

Prepare and maintain compliance records, regulatory letters, reports, and supporting documents.
Collect and organize information and evidence provided by the responsible departments.
Coordinate assigned regulatory submissions and follow-up with NBC under management’s direction.
Track requests, submission deadlines, responses, and outstanding actions; update management on progress.
Check documents for completeness and accuracy before submitting them for review and approval.
Maintain confidential and orderly files of regulatory correspondence and submission history.

Required Skills

Compliance Record MaintenanceRegulatory Letter PreparationReport GenerationDocument ManagementInformation CollectionEvidence OrganizationRegulatory Submission CoordinationFollow-upRequest TrackingDeadline ManagementResponse ManagementAction Item TrackingProgress ReportingDocument ReviewAccuracy CheckingConfidentialityFile OrganizationRegulatory Correspondence ManagementSubmission History Tracking